Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________________
FORM SD

Specialized Disclosure Report
___________________________________
___________________________________
SNAP ONE HOLDINGS CORP.
(Exact name of registrant as specified in its charter)
___________________________________
Delaware
(State or other jurisdiction of
incorporation or organization)
001-40683
(Commission File Number)
82-1952221
(I.R.S. Employer Identification Number)
1800 Continental Boulevard, Suite 200
Charlotte, NC 28273
(Address of principal executive offices and zip code)
JD Ellis
Chief Legal Officer
(801) 523-3100

(Name and telephone number, including area code, of the person to contact in connection with this report)
___________________________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.




Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

This Form SD of Snap One Holdings Corporation (the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934. A copy of the Company’s Conflict Minerals Report for the reporting period from January 1 to December 31, 2023 (the “Conflict Minerals Report”) is publicly available on our website at https://investors.snapone.com/financial-information/sec-filings.

Item 1.02 Exhibit

A copy of the Conflict Minerals Report is attached hereto as Exhibit 1.01 and incorporated herein by this reference.

Section 2 – Resource Extraction Issuer Disclosure

Item 2.01 Resource Extraction Issuer Disclosure and Report

Not applicable.
Section 3 – Exhibits

Item 3.01 Exhibits

EXHIBIT INDEX
Exhibit No.
Description
1.01






SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Snap One Holdings Corp.
Date: May 28, 2024
(Registrant)
By:
/s/ JD Ellis
Name: JD Ellis
Title: Chief Legal Officer






Document

CONFLICT MINERALS REPORT OF SNAP ONE HOLDINGS CORPORATION
FOR THE PERIOD FROM JANUARY 1 TO DECEMBER 31, 2023

Background

This Conflict Minerals Report of Snap One Holdings Corporation has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (17 CFR 240.13p-1) (the “Rule”) promulgated by the Securities and Exchange Commission (“SEC”). Unless the context indicates otherwise, the terms “Snap One,” “we,” “its,” “us” and “our” refer to Snap One Holdings Corporation and its consolidated subsidiaries.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. These specified minerals, which we collectively refer to in this Report as “3TG Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, namely tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo and adjoining countries, namely the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

Under the Rule, if 3TG Minerals are necessary to the functionality or production of products manufactured or contracted to be manufactured by a company, the company is required to conduct a good faith reasonable country of origin inquiry (“RCOI”) to determine whether any of the necessary 3TG Minerals in those products originated in the Covered Countries and whether any of the necessary 3TG Minerals may be from recycled or scrap sources. If, as a result of the RCOI, a company knows or has reason to believe that any of the necessary 3TG Minerals in its supply chain may have originated in the Covered Countries, and may not be from recycled or scrap sources, then the company must perform due diligence on the 3TG Minerals’ source and chain of custody.

Company Overview

    Snap One powers smart living by enabling professional integrators to deliver seamless experiences in connected homes and businesses where people live, work, and play. Snap One empowers its network of professional integrators to deliver entertainment, connectivity, automation, and security solutions to residential and commercial end users worldwide. We offer an end-to-end product ecosystem delivered through our online portal and local branch network and further bolstered by our value-added services and digital solutions. We serve a network of professional do-it-for-me (“DIFM”) integrator customers. We provide these integrators with a



suite of connected, infrastructure, entertainment, and software solutions that deliver exceptional smart living experiences to the end consumer and are accompanied by our award-winning support.

Description of the Products Covered by this Report

This Report relates to Snap One’s products:
(i)for which 3TG Minerals are necessary to the functionality or production of the products;
(ii)that were contracted to be manufactured by Snap One; and
(iii)for which the manufacture was completed during calendar year 2023.

These products are referred to in this Report collectively as the “Covered Products.”

Supply Chain Overview

Snap One does not directly manufacture its Covered Products, but instead relies on contract manufacturers to fabricate its Covered Products and their components. Thus, Snap One is completely removed from the sourcing and mining of 3TG Minerals. We do not purchase any 3TG Minerals directly from mines, smelters, or refiners. Snap One’s supply chain with respect to Covered Products is complex, and there are typically additional third parties in the supply chain between the manufacturer of the Covered Products and the original sources of the 3TG Minerals used to make the Covered Products’ component parts. Therefore, we must rely on our contract manufacturers and suppliers to provide information regarding the origin of 3TG Minerals in the Covered Products as discussed below.




Reasonable Country-of-Origin Inquiry and Due Diligence Performed

Snap One has conducted a good faith RCOI regarding the 3TG Minerals that was designed to determine whether any of 3TG Minerals in our Covered Products originated in Covered Countries and/or whether any 3TG Minerals may be from recycled or scrap sources. In order to conduct this RCOI, Snap One identified the suppliers providing products and components that may contain 3TG Minerals (the “Identified Suppliers”), and requested that each Identified Supplier complete and return the Conflict Minerals Reporting Template (“Template”) created by the Responsible Minerals Initiative (“RMI”), which provides a standardized method for companies to collect representations, statements, and data from their suppliers related to the presence, use, source, and chain of custody of the 3TG Minerals.

As a result of the RCOI, Snap One has reason to believe that a portion of the 3TG Minerals in its Covered Products may have originated in the “Covered Countries” and that these necessary 3TG Minerals may not be from recycled or scrap sources, Snap One therefore also performed due diligence on the source and chain of custody of the necessary 3TG Minerals. Snap One designed its due diligence process based on the due diligence framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, (the “OECD Framework”), taking into account Snap One’s distance in the supply chain from the direct procurement of 3TG Minerals. We describe our due diligence process in greater detail below.

Description of Due Diligence Measures

Snap One integrated OECD’s Five-Step Framework into its due diligence measures as described below.

1. Establish Strong Company Management Systems

Snap One has a Conflict Minerals policy that outlines its commitment to promote responsible sourcing practices and promote the use of conflict-free minerals in our supply chain (the “Conflict Minerals Policy”). This policy is available on our website athttps://www.snapone.com/legal. Snap One formed a cross-organizational committee (the “Committee”) to manage our compliance program with respect to our Covered Products. The Committee includes representatives from our finance, legal, and supply chain teams. The Committee met periodically over the course of 2023 and the first part of 2024 to review Snap One’s supply chain with respect to our use of components containing 3TG Minerals in 2023. Members of Snap One’s executive team have oversight authority over the Committee.




The Committee is responsible for communicating with our suppliers to encourage reporting, including completing and returning the Template created by RMI and maintaining an internal electronic database of business records relating to 3TG Minerals due diligence, including supplier responses, and spreadsheets containing aggregate data and analysis.

If any investor or supplier has any concern about Snap One’s Conflict Minerals Policy, they may contact Snap One via its confidential reporting hotline at (855) 495-2760. Alternatively, they may reach out to Snap One’s board of directors in the manner described in Snap One’s Annual Proxy Statement.

2. Identify and Assess Risk in the Supply Chain

Snap One requested that each Identified Supplier use the Conflict Minerals Reporting Template to identify their respective smelters and refiners in the supply chain, and the country and mine of origin, of the 3TG Minerals used in our Covered Products. To help suppliers understand Snap One’s expectations, and to facilitate supplier responsiveness to Snap One’s inquiry, Snap One provided detailed instructions on completing the Template with specific references to the information required for our analysis.

A total of 172 out of our 234 suppliers were classified as Identified Suppliers and were contacted as part of the due diligence process. Out of 172 Identified Suppliers, Snap One received responses from 126 of the Identified Suppliers. In instances where an Identified Supplier failed to return a completed Template, we had follow-up discussions and/or sent repeat requests for a completed Template. Furthermore, in a number of instances Snap One received Templates containing incomplete information regarding the facilities used to process 3TG Minerals in supplier parts, and insufficient information regarding the mines or sources of origin of those 3TG Minerals. Some Identified Suppliers responded on a company-wide basis when a more tailored response was requested.

Snap One aggregated the information received by Identified Suppliers but did not conduct its own supply chain audits. Rather, Snap One relied on the information provided by the Responsible Minerals Assurance Process (“RMAP”) developed by the RMI to help assess the due diligence conducted by the identified smelters and refiners and to evaluate their conformant status. The RMAP identifies smelters and refiners that source only conflict-free minerals, as established by an independent third-party audit complying with the RMAP’s assessment protocols. In particular, we compared the smelters and refiners used by our Identified Suppliers against the list of facilities that received a “conformant” designation through the RMAP.




3. Design and Implement a Strategy to Respond to Risks

Snap One encourages its Identified Suppliers to promote responsible sourcing practices for any 3TG Minerals used in our Covered Products, through its Conflict Minerals Policy, its Supplier Commitment Program requiring compliance with our Partner Code of Conduct, our contractual provisions in our supplier agreements requiring that our suppliers comply with all applicable conflict mineral laws, and interaction with its Identified Suppliers. Snap One determines on a case-by-case basis the appropriate risk mitigation strategy for any supply chain risks identified in the course of its due diligence. Potential outcomes typically include continuing to work with the supplier while identified risks are addressed but could also include looking for alternative sources and restricting or terminating our relationship with the supplier. As we assess these relationships, we also take additional factors into consideration including supplier size and capabilities, whether alternatives are reasonable and economically available, transition costs, and Snap One’s dependence on the Identified Supplier.

4.   Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

Snap One does not have any direct relationships with any smelters or refiners in its supply chain, and it did not perform or direct audits of any entity within its supply chain. As an alternative, the Company has relied on publicly available information, principally including information provided by the RMAP, the independent third-party audit program discussed above.

5.   Report on Supply Chain Due Diligence
 
As required under the Rule, Snap One has timely filed our Form SD with the SEC for the 2023 Reporting Period, which contains this Report as an exhibit, and we have posted this Report on our website    at https://investors.snapone.com/financial-information/sec-filings.

Due Diligence Outcome

Based on the information gathered in connection with our due diligence efforts, given that not all smelters identified by our Identified Suppliers were certified as “conformant” by the RMAP, including a smelter in a Covered Country, and that a number of Identified Supplier responses regarding the sources of raw materials for the Covered Products were determined to be uncertain, or incomplete, Snap One cannot conclude that all 3TG Minerals in Covered Products are “DRC conflict free” pursuant to the Rule.




The statements above are based on the RCOI process and due diligence performed in good faith by Snap One as described above, but as noted, Snap One is a downstream entity, and does not purchase 3TG Minerals directly from mines, smelters, or refiners. Tracing these minerals to their sources is a challenge that requires Snap One to rely on its Identified Suppliers in its efforts to achieve supply chain transparency. A number of factors could impact the completeness and accuracy the information provided in this Report. These factors include, but are not limited to, incomplete product content information, gaps in Identified Suppliers’ data, gaps in smelter data, errors or omissions by Identified Suppliers in their reporting, failure to accurately identify all Identified Suppliers and the appropriate persons to contact at each Identified Supplier, errors or omissions by smelters, gaps in supplier education and knowledge, lack of timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter unfamiliarity with the protocol, oversights or errors in conflict-free smelter audits, Covered Countries sourced materials being declared secondary materials, and smuggling of the 3TG Minerals to countries beyond the Covered Countries.

Identified Smelters and Refiners

While 86 of Snap One’s Identified Suppliers provided information for the products they supply to Snap One, 40 of the Identified Suppliers provided this information on a company-wide basis. When the Identified Suppliers provided product-level information, Snap One listed the smelters or refiners identified in Schedule 1 of this Report. When the Identified Suppliers provided only company-level information, Snap One determined it did not have sufficient information to reasonably identify the particular smelter or refiner that processed the 3TG Minerals component contained in the Covered Products, and thus did not include those smelters or refiners in Schedule 1. In addition, the smelters and refiners listed on Schedule 1 include only those reported entities that were listed on the RMI Standard Smelter List tab of the Template with a current smelter identification number, which Snap One used to determine bona fide smelters and refiners.

Of the 86 Identified Suppliers, 25 indicated that they do not use any 3TG minerals (tin, tungsten, tantalum and gold), so the smelter data reported below comes from the 61 Identified Suppliers that indicated they do use 3TG minerals in their component products. Based solely on information provided by these Identified Suppliers and the RMAP, of the 313 smelters and refiners listed on Schedule 1, 273 have been certified as “conformant” by the RMAP. Of the smelters located in Covered Countries, 1 smelter has been listed as “non-conformant” by the RMAP.

Identified Countries of Origin of Necessary 3TG Minerals




Schedule 2 of this Report lists the countries of origin of the necessary 3TG Minerals provided to us in the Templates of Identified Suppliers which reported product-level information.



Future Due Diligence and Risk Mitigation

Snap One expects to take the following steps, among others, to continue to improve its due diligence and further mitigate the risk that the necessary 3TG Minerals in Snap One’s products could benefit armed groups in the Covered Countries, including:

1. Snap One intends to continue to work with Identified Suppliers that provided incomplete or insufficient information, or were unresponsive to the information request, in an effort to obtain complete and accurate information.

2. Snap One intends to reiterate its request that all Identified Suppliers complete the Template by providing product- or component-specific information and provide responses that identify materials down to the smelter and countries of origin of the 3TG Minerals.

3. Snap One intends to continue to provide education for employees who are involved with material, component, and supplier selection.

4. Snap One will determine on a case-by-case basis the appropriate risk mitigation strategy for any supply chain risks identified in the course of its due diligence; which may include continuing to work with an Identified Supplier that has listed smelters as “non-conformant” while identifying and addressing risks or looking for alternative sources and restricting or terminating our relationship with the supplier.

Cautionary Note on Forward-looking Statements

This Report includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact contained in this Report are forward-looking statements. In some cases, forward-looking statements may be identified by words such as “believe,” “may," “will,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “expect,” “objective,” “plan,” “potential,” “seek,” “grow,” “target,” “if,” and similar expressions intended to identify forward-looking statements. Examples of forward-looking



statements include, but are not limited to, statements concerning additional steps that we intend to take to mitigate risk. In some cases, forward-looking statements may be identified by words such as “believe,” “may,” “will,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “expect,” “objective,” “plan,” “potential,” “seek,” “grow,” “target,” “if,” and similar expressions intended to identify forward-looking statements. Examples of forward-looking statements include, without limitation, statements concerning additional steps we intend to take to improve our due diligence processes and to engage more productively with our suppliers to mitigate the risk that our necessary 3TG Minerals may benefit armed groups in the Covered Countries.

These forward-looking statements are made as of the date they were first issued, and were based on the then-current expectations, estimates, forecasts, and projections, and the beliefs and assumptions of Snap One’s management. Forward-looking statements are subject to a number of risks and uncertainties, many of which involve factors or circumstances beyond Snap One’s control. Snap One’s actual actions or results could differ materially from those stated or implied in forward-looking statements due to a number of factors, including but not limited to, risks detailed in Snap One’s most recent Annual Report on Form 10-K and subsequent reports filed with the SEC, as well as other documents that may be filed by the company from time to time with the SEC. The forward-looking statements included in this Report represent Snap One’s views as of the date this Report was filed with the SEC. Snap One anticipates that subsequent events and developments may cause its views to change. Snap One has no intention and undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise. These forward-looking statements should not be relied upon as representing Snap One’s views as of any date subsequent to the date of filing of this Report.




Schedule 1

Smelter and Refiner Information
MetalStandard Smelter NameSmelter Facility Location: CountryRMAP Conformant
Gold8853 S.p.A.ITALYConformant
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICAConformant
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICAConformant
GoldAfrican Gold RefineryUGANDA1Nonconformant
GoldAgosi AGGERMANYConformant
GoldAida Chemical Industries Co., Ltd.JAPANConformant
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATESConformant
GoldAlexy MetalsUNITED STATES OF AMERICAConformant
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTANConformant
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZILConformant
GoldArgor-Heraeus S.A.SWITZERLANDConformant
GoldAsahi Pretec Corp.JAPANConformant
GoldAsahi Refining Canada Ltd.CANADAConformant
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICAConformant
GoldAsaka Riken Co., Ltd.JAPANConformant
GoldAU Traders and RefinersSOUTH AFRICAConformant
GoldAugmont Enterprises Private LimitedINDIAConformant
GoldAurubis AGGERMANYConformant
GoldBangalore RefineryINDIAConformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINESConformant
GoldBoliden ABSWEDENConformant
GoldC. Hafner GmbH + Co. KGGERMANYConformant
GoldC.I Metales Procesados Industriales SASCOLOMBIAConformant
GoldCCR Refinery - Glencore Canada CorporationCANADAConformant
GoldCendres + Metaux S.A.SWITZERLANDConformant
GoldChimet S.p.A.ITALYConformant
GoldChugai MiningJAPANConformant
GoldDaye Non-Ferrous Metals Mining Ltd.CHINAConformant
Gold Dijllah Gold RefineryFZC UNITED ARAB EMIRATESNonconformant
GoldDODUCO Contacts and Refining GmbHGERMANYNonconformant
GoldDowaJAPANConformant
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OFConformant
GoldEco-System Recycling Co., Ltd. East PlantJAPANConformant
GoldEco-System Recycling Co., Ltd. North PlantJAPANConformant
GoldEco-System Recycling Co., Ltd. West PlantJAPANConformant
GoldEmirates Gold DMCCUNITED ARAB EMIRATESConformant
Gold Fidelity Printers and Refiners Ltd.ZIMBABWE Nonconformant
GoldGeib Refining CorporationUNITED STATES OF AMERICAConformant
GoldGGC Gujrat Gold Centre Pvt. Ltd.INDIAConformant
GoldGold by Gold ColombiaCOLOMBIAConformant
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINAConformant
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINAConformant




GoldGuangdong Jinding Gold LimitedCHINAConformant
GoldHeimerle + Meule GmbHGERMANYConformant
GoldHeraeus Germany GmbH Co. KGGERMANYConformant
GoldHeraeus Metals Hong Kong Ltd.CHINAConformant
Gold Industrial Refining CompanyBELGIUM Nonconformant
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINAConformant
GoldInternational Precious Metal Refiners UNITED ARAB EMIRATES Nonconformant
GoldIshifuku Metal Industry Co., Ltd.JAPANConformant
GoldIstanbul Gold RefineryTURKEYConformant
GoldItalpreziosiITALYConformant
GoldJapan MintJAPANConformant
GoldJiangxi Copper Co., Ltd.CHINAConformant
GoldJSC Novosibirsk RefineryRUSSIAN FEDERATIONConformant
GoldJSC UralelectromedRUSSIAN FEDERATIONConformant
GoldJX Nippon Mining & Metals Co., Ltd.JAPANConformant
Gold Kaloti Precious Metals UNITED ARAB EMIRATES Nonconformant
GoldKazzincKAZAKHSTANConformant
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICAConformant
GoldKGHM Polska Miedz Spolka AkcyjnaPOLANDConformant
GoldKojima Chemicals Co., Ltd.JAPANConformant
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OFConformant
GoldKyrgyzaltyn JSCKYRGYZSTANConformant
GoldL'Orfebre S.A.ANDORRAConformant
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OFConformant
GoldLT Metal Ltd.KOREA, REPUBLIC OFConformant
GoldMarsam MetalsBRAZILConformant
GoldMaterionUNITED STATES OF AMERICAConformant
GoldMatsuda Sangyo Co., Ltd.JAPANConformant
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICAConformant
GoldMetalor Technologies (Hong Kong) Ltd.CHINAConformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPOREConformant
GoldMetalor Technologies (Suzhou) Ltd.CHINAConformant
GoldMetalor Technologies S.A.SWITZERLANDConformant
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICAConformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICOConformant
GoldMitsubishi Materials CorporationJAPANConformant
GoldMitsui Mining and Smelting Co., Ltd.JAPANConformant
GoldMKS PAMP SASWITZERLANDConformant
GoldMMTC-PAMP India Pvt., Ltd.INDIAConformant
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATIONConformant
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEYConformant
GoldNavoi Mining and Metallurgical CombinatUZBEKISTANConformant
GoldNH Recytech CompanyKOREA, REPUBLIC OFConformant
GoldNihon Material Co., Ltd.JAPANConformant
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIAConformant
GoldOhura Precious Metal Industry Co., Ltd.JAPANConformant
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATIONConformant
GoldPlanta Recuperadora de Metales SpACHILEConformant
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATIONConformant
GoldPT Aneka Tambang (Persero) TbkINDONESIAConformant
GoldPX Precinox S.A.SWITZERLANDConformant



GoldRand Refinery (Pty) Ltd.SOUTH AFRICAConformant
GoldREMONDIS PMR B.V.NETHERLANDSConformant
GoldRoyal Canadian MintCANADAConformant
GoldSAAMPFRANCEConformant
GoldSafimet S.p.AITALYConformant
GoldSAFINA A.S.CZECHIAConformant
GoldSamduck Precious MetalsKOREA, REPUBLIC OFConformant
GoldSancus ZFS (L’Orfebre, SA)COLOMBIAConformant
GoldSAXONIA Edelmetalle GmbHGERMANYNonconformant
GoldSEMPSA Joyeria Plateria S.A.SPAINConformant
GoldShandong Gold Smelting Co., Ltd.CHINAConformant
GoldShandong Humon Smelting Co., Ltd.CHINAConformant
GoldShandong Tarzan Bio-Gold Industry Co., Ltd.CHINAConformant
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINAConformant
GoldShenzhen CuiLu Gold Co., Ltd.CHINAConformant
GoldSichuan Tianze Precious Metals Co., Ltd.CHINAConformant
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINAConformant
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATIONConformant
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINAConformant
GoldSudan Gold Refinery SUDAN Conformant
GoldSumitomo Metal Mining Co., Ltd.JAPANConformant
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OFConformant
GoldT.C.A S.p.AITALYConformant
GoldTanaka Kikinzoku Kogyo K.K.JAPANConformant
GoldTokuriki Honten Co., Ltd.JAPANConformant
GoldTOO Tau-Ken-AltynKAZAKHSTANConformant
GoldTorecomKOREA, REPUBLIC OFConformant
GoldUmicore Brasil Ltda.BRAZILNonconformant
GoldUmicore Precious Metals ThailandTHAILANDConformant
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUMConformant
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICAConformant
GoldValcambi S.A.SWITZERLANDConformant
GoldWEEEREFININGFRANCEConformant
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIAConformant
GoldWIELAND Edelmetalle GmbHGERMANYConformant
GoldYamakin Co., Ltd.JAPANConformant
GoldYokohama Metal Co., Ltd.JAPANConformant
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINAConformant
TantalumAMG BrasilBRAZILConformant
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINAConformant
TantalumD Block Metals, LLCUNITED STATES OF AMERICAConformant
TantalumExotech Inc.UNITED STATES OF AMERICANonconformant
TantalumF&X Electro-Materials Ltd.CHINAConformant
TantalumFIR Metals & Resource Ltd.CHINAConformant
TantalumGlobal Advanced Metals AizuJAPANConformant
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICAConformant
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINANonconformant
TantalumH.C. Starck Hermsdorf GmbHGERMANYNonconformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINAConformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINAConformant



TantalumJiangxi Tuohong New Raw MaterialCHINAConformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINAConformant
TantalumJiujiang Tanbre Co., Ltd.CHINAConformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumKEMET Blue PowderUNITED STATES OF AMERICANonconformant
TantalumKEMET de MexicoMEXICOConformant
TantalumMaterion Newton Inc.UNITED STATES OF AMERICAConformant
TantalumMetallurgical Products India Pvt., Ltd.INDIAConformant
TantalumMineracao Taboca S.A.BRAZILConformant
TantalumMitsui Mining and Smelting Co., Ltd.JAPANConformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINAConformant
TantalumNPM Silmet ASESTONIAConformant
TantalumPower Resources Ltd.MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OFNonconformant
TantalumQuantumCleanUNITED STATES OF AMERICAConformant
TantalumResind Industria e Comercio Ltda.BRAZILConformant
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CHINAConformant
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATIONConformant
TantalumTaki Chemical Co., Ltd.JAPANConformant
TantalumTANIOBIS Co., Ltd.THAILANDConformant
TantalumTANIOBIS GmbHGERMANYConformant
TantalumTANIOBIS Japan Co., Ltd.JAPANConformant
TantalumTANIOBIS Smelting GmbH & Co. KGGERMANYConformant
TantalumTelex MetalsUNITED STATES OF AMERICAConformant
TantalumUlba Metallurgical Plant JSCKAZAKHSTANConformant
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCHINAConformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINAConformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINAConformant
TinAlphaUNITED STATES OF AMERICAConformant
TinAurubis BeerseBELGIUMConformant
TinAurubis BerangoSPAINConformant
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINAConformant
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINAConformant
TinChina Tin Group Co., Ltd.CHINAConformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZILConformant
TinCRM SynergiesSPAINConformant
TinCV Ayi JayaINDONESIAConformant
TinCV Dua SekawanINDONESIANonconformant
TinCV Gita PesonaINDONESIANonconformant
TinCV United SmeltingINDONESIANonconformant
TinCV Venus Inti PerkasaINDONESIAConformant
TinDowaJAPANConformant
TinDS MyanmarMYANMARConformant
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)Conformant
TinEstanho de Rondonia S.A.BRAZILConformant
TinFabrica Auricchio Industria e Comercio Ltda.BRAZILConformant
TinFenix MetalsPOLANDConformant
TinGejiu Fengming Metallurgy Chemical PlantCHINANonconformant
TinGejiu Kai Meng Industry and Trade LLCCHINAConformant
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINAConformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINAConformant



TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINAConformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINAConformant
TinGuanyang Guida Nonferrous Metal Smelting PlantCHINANonconformant
TinHuiChang Hill Tin Industry Co., Ltd.CHINANonconformant
TinHuichang Jinshunda Tin Co., Ltd.CHINANonconformant
TinJiangxi Jiangwu Cobalt Industry Co., LtdCHINANonconformant
TinJiangxi Ketai Advanced Material Co., Ltd.CHINANonconformant
TinJiangxi New Nanshan Technology Ltd.CHINAConformant
TinJiangxi Rui da Xinnengyuan Technology Co., Ltd.CHINANonconformant
TinLuna Smelter, Ltd.
RWANDA1
Conformant
TinMa'anshan Weitai Tin Co., Ltd.CHINANonconformant
TinMagnu's Minerais Metais e Ligas Ltda.BRAZILConformant
TinMalaysia Smelting Corporation (MSC)MALAYSIAConformant
TinMelt Metais e Ligas S.A.BRAZILConformant
TinMetallic Resources, Inc.UNITED STATES OF AMERICAConformant
TinMineracao Taboca S.A.BRAZILConformant
TinMinsurPERUConformant
TinMitsubishi Materials CorporationJAPANConformant
TinNew Providence Metals Marketing Inc.CANADANonconformant
TinNovosibirsk Tin CombineRUSSIAN FEDERATIONConformant
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILANDConformant
TinO.M. Manufacturing Philippines, Inc.PHILIPPINESConformant
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)Conformant
TinPrecious Minerals and Smelting LimitedINDIAConformant
TinPT Aries Kencana SejahteraINDONESIAConformant
TinPT Artha Cipta LanggengINDONESIAConformant
TinPT ATD Makmur Mandiri JayaINDONESIAConformant
TinPT Babel Inti PerkasaINDONESIAConformant
TinPT Babel Surya Alam LestariINDONESIAConformant
TinPT Bangka Prima TinINDONESIAConformant
TinPT Bangka SerumpunINDONESIAConformant
TinPT Bangka Tin IndustryINDONESIAConformant
TinPT Belitung Industri SejahteraINDONESIAConformant
TinPT Bukit TimahINDONESIAConformant
TinPT Cipta Persada MuliaINDONESIAConformant
TinPT DS Jaya AbadiINDONESIANonconformant
TinPT Inti Stania PrimaINDONESIANonconformant
TinPT Lautan Harmonis SejahteraINDONESIANonconformant
TinPT Menara Cipta MuliaINDONESIAConformant
TinPT Mitra Stania PrimaINDONESIAConformant
TinPT Mitra Sukses GlobalindoINDONESIAConformant
TinPT Panca Mega PersadaINDONESIAConformant
TinPT Premium Tin IndonesiaINDONESIAConformant
TinPT Prima Timah UtamaINDONESIAConformant
TinPT Putera Sarana Shakti (PT PSS)INDONESIAConformant
TinPT Rajawali Rimba PerkasaINDONESIAConformant
TinPT Refined Bangka TinINDONESIAConformant
TinPT Sariwiguna BinasentosaINDONESIAConformant
TinPT Stanindo Inti PerkasaINDONESIAConformant
TinPT Sukses Inti MakmurINDONESIAConformant
TinPT Sumber Jaya IndahINDONESIANonconformant
TinPT Timah NusantaraINDONESIAConformant



TinPT Timah Tbk KundurINDONESIAConformant
TinPT Timah Tbk MentokINDONESIAConformant
TinPT Tinindo Inter NusaINDONESIAConformant
TinPT Tommy UtamaINDONESIAConformant
TinResind Industria e Comercio Ltda.BRAZILConformant
TinRui Da HungTAIWAN, PROVINCE OF CHINAConformant
TinSmelter not listedINDONESIANonconformant
TinSoft Metais Ltda.BRAZILNonconformant
TinSuper LigasBRAZILConformant
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIETNAMNonconformant
TinThaisarcoTHAILANDConformant
TinTin Smelting Branch of Yunnan Tin Co., Ltd.CHINAConformant
TinTin Technology & RefiningUNITED STATES OF AMERICAConformant
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZILConformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINAConformant
TinYunnan Copper Industry Co., Ltd.CHINAConformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINAConformant
TungstenA.L.M.T. Corp.JAPANConformant
TungstenACL Metais EireliBRAZILConformant
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZILConformant
TungstenAsia Tungsten Products Vietnam Ltd.VIETNAMConformant
TungstenChina Molybdenum Tungsten Co., Ltd.CHINAConformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINAConformant
TungstenCronimet Brasil LtdaBRAZILConformant
TungstenFujian Ganmin RareMetal Co., Ltd.CHINAConformant
TungstenFujian Jinxin Tungsten Co., Ltd.CHINANonconformant
TungstenFujian Xinlu Tungsten Co., Ltd.CHINAConformant
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINAConformant
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINAConformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINAConformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINAConformant
TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICAConformant
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINAConformant
TungstenH.C. Starck Tungsten GmbHGERMANYConformant
TungstenHubei Green Tungsten Co., Ltd.CHINAConformant
TungstenHunan Chenzhou Mining Co., Ltd.CHINAConformant
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINANonconformant
TungstenHunan Jintai New Material Co., Ltd.CHINAConformant
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCHINAConformant
TungstenHydrometallurg, JSCRUSSIAN FEDERATIONConformant
TungstenJapan New Metals Co., Ltd.JAPANConformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINAConformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINAConformant
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINAConformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINAConformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINAConformant
TungstenJSC “Kirovgrad Hard Alloys Plant”RUSSIAN FEDERATIONConformant
TungstenKennametal FallonUNITED STATES OF AMERICAConformant
TungstenKennametal HuntsvilleUNITED STATES OF AMERICAConformant
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OFNonconformant



TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINAConformant
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINAConformant
TungstenMasan High-Tech MaterialsVIETNAMConformant
TungstenMoliren Ltd.RUSSIAN FEDERATIONConformant
TungstenNiagara Refining LLCUNITED STATES OF AMERICAConformant
TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATIONConformant
TungstenOOO “Technolom” 1RUSSIAN FEDERATIONConformant
TungstenOOO “Technolom” 2RUSSIAN FEDERATIONConformant
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINESConformant
TungstenTANIOBIS Smelting GmbH & Co. KGGERMANYConformant
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIETNAMNonconformant
TungstenUnecha Refractory metals plantRUSSIAN FEDERATIONConformant
TungstenWolfram Bergbau und Hutten AGAUSTRIAConformant
TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OFNonconformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINAConformant
TungstenXiamen Tungsten Co., Ltd.CHINAConformant
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINANonconformant
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINANonconformant
Gold8853 S.p.A.ITALYConformant
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICAConformant

1 We identified two smelters or refiners located in a Covered Country, one of which has been certified as RMAP conformant.


Schedule 2

Countries of Origin

ArgentinaLuxembourg
AustraliaMadagascar
AustriaMalaysia
BelgiumMongolia
BoliviaMorocco
BrazilMozambique
Burundi2
Myanmar
CambodiaNamibia
CanadaNetherlands
ChileNiger
ChinaNigeria
ColombiaPeru



Democratic Republic of Congo2Portugal
Djibouti
Republic of the Congo2
EcuadorRussian Federation
Egypt
Rwanda2
EstoniaSierra Leone
EthiopiaSingapore
FranceSlovakia
GermanySouth Africa
GuyanaSpain
HungarySuriname
IndiaSwitzerland
IndonesiaTaiwan
IrelandThailand
IsraelUnited Kingdom
JapanUnited States
KazakhstanVietnam
KoreaZimbabwe
Laos

2 All the smelters or refiners that reported these Covered Countries as a source of 3TG Minerals were also certified as RMAP conformant. Note however that not all smelters in Covered Countries reported their Countries of Origin, including the non-conformant smelter in Uganda listed in Schedule 1.