DocumentUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________________
FORM SD
Specialized Disclosure Report
___________________________________
SNAP ONE HOLDINGS CORP.
(Exact name of registrant as specified in its charter)
___________________________________ | | | | | | | | |
Delaware (State or other jurisdiction of incorporation or organization) | 001-40683 (Commission File Number) | 82-1952221 (I.R.S. Employer Identification Number) |
1800 Continental Boulevard, Suite 200 Charlotte, NC 28273 |
(Address of principal executive offices and zip code) |
JD Ellis Chief Legal Officer (801) 523-3100
|
(Name and telephone number, including area code, of the person to contact in connection with this report) |
___________________________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: | | | | | |
x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022. |
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This Form SD of Snap One Holdings Corporation (the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934. A copy of the Company’s Conflict Minerals Report for the reporting period from January 1 to December 31, 2022 (the “Conflict Minerals Report”) is publicly available on our website at https://investors.snapone.com/financial-information/sec-filings.
Item 1.02 Exhibit
A copy of the Conflict Minerals Report is attached hereto as Exhibit 1.01 and incorporated herein by this reference.
Section 2 – Resource Extraction Issuer Disclosure
Item 2.01 Resource Extraction Issuer Disclosure and Report
Not applicable.
Section 3 – Exhibits
Item 3.01 Exhibits
EXHIBIT INDEX
| | | | | | | | |
Exhibit No. | | Description |
1.01 | | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| | | | | |
Snap One Holdings Corp. | Date: May 25, 2023 |
(Registrant) | |
By: | /s/ JD Ellis |
| Name: JD Ellis |
| Title: Chief Legal Officer |
DocumentCONFLICT MINERALS REPORT OF SNAP ONE HOLDINGS CORPORATION
FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2022
Background
This Conflict Minerals Report of Snap One Holdings Corporation has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (17 CFR 240.13p-1) (the “Rule”) promulgated by the Securities and Exchange Commission (“SEC”). Unless the context indicates otherwise, the terms “Snap One,” “we,” “its,” “us” and “our” refer to Snap One Holdings Corporation and its consolidated subsidiaries.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. These specified minerals, which we collectively refer to in this Report as “3TG Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, namely tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo and adjoining countries, namely the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
Under the Rule, if 3TG Minerals are necessary to the functionality or production of products manufactured or contracted to be manufactured by a company, the company is required to conduct a good faith reasonable country of origin inquiry (“RCOI”) to determine whether any of the necessary 3TG Minerals in those products originated in the Covered Countries and whether any of the necessary 3TG Minerals may be from recycled or scrap sources. If, as a result of the RCOI, a company knows or has reason to believe that any of the necessary 3TG Minerals in its supply chain may have originated in the Covered Countries, and may not be from recycled or scrap sources, then the company must perform due diligence on the 3TG Minerals’ source and chain of custody.
Company Overview
Snap One powers smart living by enabling professional integrators to deliver seamless experiences in connected homes and small businesses where people live, work and play. Snap One empowers its vast network of professional integrators to deliver entertainment, connectivity, automation, and security solutions to residential and commercial end users worldwide. We offer an end-to-end product ecosystem delivered through our online portal and local branch network and further bolstered by our value-added services and digital workflow solutions. We serve a network of professional do-it-for-me (“DIFM”) integrator customers. We distribute and provide these integrators with a leading, comprehensive, proprietary and third-party suite of connected, infrastructure, entertainment, and software solutions that deliver exceptional smart living experiences to the end consumer and are accompanied by our award-winning support. Our product and service offerings encompass all the elements required by integrators to build integrated smart living systems that are easy to install and simple to manage while creating a powerful and premium experience for the end consumer.
Description of the Products Covered by this Report
This Report relates to Snap One’s products:
(i)for which 3TG Minerals are necessary to the functionality or production of the products;
(ii)that were contracted to be manufactured by Snap One; and
(iii)for which the manufacture was completed during calendar year 2022.
These products are referred to in this Report collectively as the “Covered Products.”
Supply Chain Overview
Snap One does not directly manufacture its Covered Products, but instead relies on contract manufacturers to fabricate its Covered Products and their components. Thus, Snap One is completely removed from the sourcing and mining of 3TG Minerals. We do not purchase any 3TG Minerals directly from mines, smelters, or refiners. Snap One’s supply chain with respect to Covered Products is complex, and there are typically additional third parties in the supply chain between the manufacturer of the Covered Products and the original sources of the 3TG Minerals used to make the Covered Products’ component parts. Therefore, we must rely on our contract manufacturers and suppliers to provide information regarding the origin of 3TG Minerals in the Covered Products as discussed below.
Reasonable Country-of-Origin Inquiry and Due Diligence Performed
Snap One has conducted a good faith RCOI regarding the 3TG Minerals that was designed to determine whether any of 3TG Minerals in our Covered Products originated in Covered Countries and/or whether any 3TG Minerals may be from recycled or scrap sources. In order to conduct this RCOI, Snap One identified the suppliers providing products and components that may contain 3TG Minerals (the “Identified Suppliers”), and requested that each Identified Supplier complete and return the Conflict Minerals Reporting Template (“Template”) created by the Responsible Minerals Initiative (“RMI”), which provides a standardized method for companies to collect representations, statements and data from their suppliers related to the presence, use, source and chain of custody of the 3TG Minerals.
As a result of the RCOI, Snap One has reason to believe that a portion of the 3TG Minerals in its Covered Products may have originated in the “Covered Countries” and that these necessary 3TG Minerals may not be from recycled or scrap sources, Snap One therefore also performed due diligence on the source and chain of custody of the necessary 3TG Minerals. Snap One designed its due diligence process based on the due diligence framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, (the “OECD Framework”), taking into account Snap One’s distance in the supply chain from the direct procurement of 3TG Minerals. We describe our due diligence process in greater detail below.
Description of Due Diligence Measures
Snap One integrated OECD’s Five-Step Framework into its due diligence measures as described below.
1. Establish Strong Company Management Systems
Snap One has a Conflict Minerals policy that outlines its commitment to promote responsible sourcing practices and promote the use of conflict-free minerals in our supply chain (the “Conflict Minerals Policy”). This policy is available on our website at https://investors.snapone.com/financial-information/sec-filings. Snap One formed a cross-organizational committee (the “Committee”) to manage our compliance program with respect to our Covered Products. The Committee includes representatives from our finance, legal, and supply chain teams. The Committee met periodically over the course of 2022 and the first part of 2023 to review Snap One’s supply chain
with respect to our use of components containing 3TG Minerals in 2022. Members of Snap One’s executive team have oversight authority over the Committee.
The Committee is responsible for communicating with our suppliers in order to encourage reporting, including completing and returning the Template created by RMI and maintains also maintains an internal electronic database of business records relating to 3TG Minerals due diligence, including supplier responses, and spreadsheets containing aggregate data and analysis.
If any investor or supplier has any concern about Snap One’s Conflict Minerals Policy, they may contact Snap One via its confidential reporting hotline by filling out a form at SnapOne.com/Hotline or calling (855) 495-2760. Alternatively, they may reach out to Snap One’s board of directors in the manner described in Snap One’s Annual Proxy Statement.
2. Identify and Assess Risk in the Supply Chain
Snap One requested that each Identified Supplier use the Conflict Minerals Reporting Template to identify their respective smelters and refiners in the supply chain, and the country and mine of origin, of the 3TG Minerals used in our Covered Products. To help suppliers understand Snap One’s expectations, and to facilitate supplier responsiveness to Snap One’s inquiry, Snap One provided detailed instructions on completing the Template with specific references to the information required for our analysis.
A total of 187 out of our 253 suppliers were classified as Identified Suppliers and were contacted as part of the due diligence process. Out of 187 Identified Suppliers, Snap One received responses from 93 of the Identified Suppliers. In instances where an Identified Supplier failed to return a completed Template, we had follow-up discussions and/or sent repeat requests for a completed Template. Furthermore, in a number of instances Snap One received Templates containing incomplete information regarding the facilities used to process 3TG Minerals in supplier parts, and insufficient information regarding the mines or sources of origin of those 3TG Minerals. Some Identified Suppliers continued to respond generally on a company-wide basis when a more tailored response was requested.
Snap One aggregated the information received by Identified Suppliers but did not conduct its own supply chain audits. Rather, Snap One relied on the information provided by the Responsible Minerals Assurance Process (“RMAP”) developed by the RMI to help assess the due diligence conducted by the identified smelters and refiners and to evaluate their conformant status. The RMAP identifies smelters and refiners that source only conflict-free minerals, as established by an independent third-party audit complying with the RMAP’s assessment protocols. In particular, we compared the smelters and refiners used by our Identified Suppliers against the list of facilities that received a “conformant” designation through the RMAP.
3. Design and Implement a Strategy to Respond to Risks
Snap One encourages its Identified Suppliers to promote responsible sourcing practices for any 3TG Minerals used in our Covered Products, through its Conflict Minerals Policy, contractual provisions in our supplier agreements requiring that our suppliers comply with all applicable conflict mineral laws, and interaction with its Identified Suppliers. Snap One determines on a case-by-case basis the appropriate risk mitigation strategy for any supply chain risks identified in the course of its due diligence. Potential outcomes typically include continuing to work with the supplier while identified risks are addressed, but could also include looking for alternative sources and restricting or terminating our relationship with the supplier. As we assess these relationships, we also take additional
factors into consideration including supplier size and capabilities, whether alternatives are reasonable and economically available, transition costs and Snap One’s dependence on the Identified Supplier.
4. Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices
Snap One does not have any direct relationships with any smelters or refiners in its supply chain, and it did not perform or direct audits of any entity within its supply chain. As an alternative, the Company has relied on publicly available information, including principally information provided by the RMAP, the independent third-party audit program discussed above.
5. Report on Supply Chain Due Diligence
As required under the Rule, Snap One has timely filed our Form SD with the SEC for the 2022 Reporting Period, which contains this Report as an exhibit, and we have posted this Report on our website at https://investors.snapone.com/financial-information/sec-filings.
Due Diligence Outcome
Based on the information gathered in connection with our due diligence efforts, given that not all smelters identified by our Identified Suppliers were certified as “conformant” by the RMAP and that a number of Identified Supplier responses regarding the sources of raw materials for the Covered Products were determined to be uncertain, or incomplete, Snap One cannot conclude that all 3TG Minerals in Covered Products are “DRC conflict free” pursuant to the Rule.
The statements above are based on the RCOI process and due diligence performed in good faith by Snap One as described above, but as noted, Snap One is a downstream entity, and does not purchase 3TG Minerals directly from mines, smelters or refiners. Tracing these minerals to their sources is a challenge that requires Snap One to rely on its Identified Suppliers in its efforts to achieve supply chain transparency. A number of factors could impact the completeness and accuracy the information provided in this Report. These factors include, but are not limited to incomplete product content information, gaps in Identified Suppliers’ data, gaps in smelter data, errors or omissions by Identified Suppliers in their reporting, failure to accurately identify all Identified Suppliers and the appropriate persons to contact at each Identified Supplier, errors or omissions by smelters, gaps in supplier education and knowledge, lack of timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter unfamiliarity with the protocol, oversights or errors in conflict-free smelter audits, Covered Countries sourced materials being declared secondary materials, and smuggling of the 3TG Minerals to countries beyond the Covered Countries.
Identified Smelters and Refiners
While 77 of Snap One’s Identified Suppliers provided information for the products they supply to Snap One, 16 of the Identified Suppliers provided this information on a company-wide basis. When the Identified Suppliers provided product-level information, Snap One listed the smelters or refiners identified in Schedule 1 of this Report. When the Identified Suppliers provided only company-level information, Snap One determined it did not have sufficient information to reasonably identify the particular smelter or refiner that processed the 3TG Minerals component contained in the Covered Products, and thus did not include those smelters or refiners in Schedule 1. In addition, the smelters and refiners listed on Schedule 1 include only those reported entities that were
listed on the RMI Standard Smelter List tab of the Template with a current smelter identification number, which Snap One used to determine bona fide smelters and refiners.
Of the 77 Identified Suppliers, 35 indicated that they do not use any 3TG minerals (tin, tungsten, tantalum and gold), so the smelter data reported below comes from the 42 Identified Suppliers that indicated they do use 3TG minerals in their component products. Based solely on information provided by these Identified Suppliers and the RMAP, of the 280 smelters and refiners listed on Schedule 1, there are 227 that have been certified as “conformant” by the RMAP. Furthermore, 8 additional smelters and refiners are in the process of becoming certified as “conformant” by the RMAP.
Identified Countries of Origin of Necessary 3TG Minerals
Schedule 2 of this Report lists the countries of origin of the necessary 3TG Minerals provided to us in the Templates of Identified Suppliers which reported product-level information.
Future Due Diligence and Risk Mitigation
Snap One expects to take the following steps, among others, to continue to improve its due diligence and further mitigate the risk that the necessary 3TG Minerals in Snap One’s products could benefit armed groups in the Covered Countries, including:
1. Snap One intends to continue to work with Identified Suppliers that provided incomplete or insufficient information, or were unresponsive to the information request, in an effort to obtain complete and accurate information.
2. Snap One intends to reiterate its request that all Identified Suppliers complete the Template by providing product- or component-specific information and provide responses that identify materials down to the smelter and countries of origin of the 3TG Minerals.
3. Snap One intends to continue to provide education for employees who are involved with material, component and supplier selection.
Cautionary Note on Forward-looking Statements
This Report includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact contained in this Report are forward-looking statements. In some cases, forward-looking statements may be identified by words such as “believe,” “may," “will,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “expect,” “objective,” “plan,” “potential,” “seek,” “grow,” “target,” “if,” and similar expressions intended to identify forward-looking statements. Examples of forward-looking statements include, but are not limited to, statements concerning additional steps that we intend to take to mitigate risk. In some cases, forward-looking statements may be identified by words such as “believe,” “may,” “will,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “expect,” “objective,” “plan,” “potential,” “seek,” “grow,” “target,” “if,” and similar expressions intended to identify forward-looking statements. Examples of forward-looking statements include, without limitation, statements concerning additional steps we intend to take to improve our due
diligence processes and to engage more productively with our suppliers to mitigate the risk that our necessary 3TG Minerals may benefit armed groups in the Covered Countries.
These forward-looking statements are made as of the date they were first issued, and were based on the then-current expectations, estimates, forecasts, and projections, and the beliefs and assumptions of Snap One’s management. Forward-looking statements are subject to a number of risks and uncertainties, many of which involve factors or circumstances beyond Snap One’s control. Snap One’s actual actions or results could differ materially from those stated or implied in forward-looking statements due to a number of factors, including but not limited to, risks detailed in Snap One’s most recent Annual Report on Form 10-K and subsequent reports filed with the SEC, as well as other documents that may be filed by the company from time to time with the SEC. The forward-looking statements included in this Report represent Snap One’s views as of the date this Report was filed with the SEC. Snap One anticipates that subsequent events and developments may cause its views to change. Snap One has no intention and undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise. These forward-looking statements should not be relied upon as representing Snap One’s views as of any date subsequent to the date of filing of this Report.
Schedule 1
Smelter and Refiner Information
| | | | | | | | | | | | | | |
Metal | Standard Smelter Name | Smelter Facility Location: Country | RMAP Conformant |
Gold | Shonan Plant Tanaka Kikinzoku | JAPAN | Conformant |
Gold | Heraeus Ltd. Hong Kong | CHINA | Conformant |
Gold | MKS PAMP SA | SWITZERLAND | Conformant |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Conformant |
Gold | Metalor Switzerland | SWITZERLAND | Conformant |
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Conformant |
Gold | Argor-Heraeus S.A. | SWITZERLAND | Conformant |
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Conformant |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Conformant |
Gold | China Henan Zhongyuan Gold Smelter | CHINA | Conformant |
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | Conformant |
Gold | Amagasaki Factory, Hyogo Prefecture, Japan | JAPAN | Conformant |
Gold | Nihon Material Co., Ltd. | JAPAN | Conformant |
Gold | MEM(Sumitomo Group) | JAPAN | Conformant |
Gold | Mitsubishi Materials Corporation | JAPAN | Conformant |
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Conformant |
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | Conformant |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Conformant |
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Conformant |
Gold | Kojima Chemicals Co., Ltd. | JAPAN | Conformant |
Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | Conformant |
Gold | Metal?rgica Met-Mex Pe?oles, S.A. de C.V | MEXICO | Conformant |
Gold | Mitsui Kinzoku Co., Ltd. | JAPAN | Conformant |
Gold | Royal Canadian Mint | CANADA | Conformant |
Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | Conformant |
Gold | China's Shandong Gold Mining Co., Ltd | CHINA | Conformant |
Gold | Tokuriki Honten Co., Ltd. | JAPAN | Conformant |
Gold | Metallurgie Hoboken Overpelt | BELGIUM | Conformant |
Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | Conformant |
Gold | AGR (Perth Mint Australia) | AUSTRALIA | Conformant |
Gold | Fujian Zijin mining stock company gold smelter | CHINA | Conformant |
Gold | WIELAND Edelmetalle GmbH | GERMANY | Conformant |
Gold | Asahi Refining Canada Ltd. | CANADA | Conformant |
| | | | | | | | | | | | | | |
Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | Conformant |
Gold | Al Etihad Gold LLC | UNITED ARAB EMIRATES | Conformant |
Gold | Agosi AG | GERMANY | Conformant |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Conformant |
Gold | AngloGold Ashanti Brazil | BRAZIL | Conformant |
Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | Conformant |
Gold | Asaka Riken Co., Ltd. | JAPAN | Conformant |
Gold | Aurubis AG | GERMANY | Conformant |
Gold | BALORE REFINERSGA | INDIA | Conformant |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Conformant |
Gold | Boliden AB | SWEDEN | Conformant |
Gold | C. Hafner GmbH + Co. KG | GERMANY | Conformant |
Gold | CCR | CANADA | Conformant |
Gold | Chimet S.p.A. | ITALY | Conformant |
Gold | Chugai Mining | JAPAN | Conformant |
Gold | Do Sung Corporation | KOREA, REPUBLIC OF | Conformant |
Gold | AKITA Seiren | JAPAN | Conformant |
Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | Conformant |
Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | Conformant |
Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | Conformant |
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | Conformant |
Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | Conformant |
Gold | HeeSung Metal Ltd. | KOREA, REPUBLIC OF | Conformant |
Gold | Heimerle + Meule GmbH | GERMANY | Conformant |
Gold | Heraeus Germany GmbH Co. KG | GERMANY | Conformant |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | Conformant |
Gold | Istanbul Gold Refinery | TURKEY | Conformant |
Gold | Italpreziosi | ITALY | Conformant |
Gold | Japan Mint | JAPAN | Conformant |
Gold | JCC | CHINA | Conformant |
Gold | Kazzinc | KAZAKHSTAN | Conformant |
Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | Conformant |
Gold | KGHM Polska Miedz S.A. | POLAND | Conformant |
Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | Conformant |
Gold | L'Orfebre S.A. | ANDORRA | Conformant |
Gold | Materion | UNITED STATES OF AMERICA | Conformant |
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | Conformant |
| | | | | | | | | | | | | | |
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | Conformant |
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Conformant |
Gold | NH Recytech Company | KOREA, REPUBLIC OF | Conformant |
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Conformant |
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Conformant |
Gold | Planta Recuperadora de Metales SpA | CHILE | Conformant |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Conformant |
Gold | PX Precinox S.A. | SWITZERLAND | Conformant |
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Conformant |
Gold | Remondis Argentia B.V. | NETHERLANDS | Conformant |
Gold | SAAMP | FRANCE | Conformant |
Gold | SAFINA A.S. | CZECHIA | Conformant |
Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | Conformant |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Conformant |
Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | Conformant |
Gold | T.C.A S.p.A | ITALY | Conformant |
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | Conformant |
Gold | Torecom | KOREA, REPUBLIC OF | Conformant |
Gold | Umicore Precious Metals Thailand | THAILAND | Nonconformant |
Gold | Valcambi S.A. | SWITZERLAND | Conformant |
Gold | Yamakin Co., Ltd. | JAPAN | Conformant |
Gold | Yokohama Metal Co., Ltd. | JAPAN | Conformant |
Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | Conformant |
Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Nonconformant |
Gold | Samdok Metal | KOREA, REPUBLIC OF | Nonconformant |
Gold | Republic Metals Corporation | UNITED STATES OF AMERICA | Nonconformant |
Gold | Shyolkovsky | RUSSIAN FEDERATION | Nonconformant |
Gold | Umicore Brasil Ltda. | BRAZIL | Nonconformant |
Gold | Cendres + M?taux SA | SWITZERLAND | Nonconformant |
Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | Nonconformant |
Gold | DODUCO Contacts and Refining GmbH | GERMANY | Nonconformant |
Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | Nonconformant |
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Nonconformant |
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | Nonconformant |
Gold | Federal State Unitary Enterprise Moscow Special Processing Plant (FSUE MZSS) | RUSSIAN FEDERATION | Nonconformant |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | Conformant |
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Nonconformant |
Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA | Nonconformant |
| | | | | | | | | | | | | | |
Gold | Marsam Metals | BRAZIL | Nonconformant |
Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | Nonconformant |
Gold | 8853 S.p.A. | ITALY | Nonconformant |
Gold | SAXONIA Edelmetalle GmbH | GERMANY | Nonconformant |
Gold | AU Traders and Refiners | SOUTH AFRICA | Nonconformant |
Gold | Safimet S.p.A | ITALY | Nonconformant |
Gold | Guangdong Gaoyao Co | CHINA | Nonconformant |
Gold | Great Wall Precious Metals Co,. LTD. | CHINA | Nonconformant |
Gold | C.I Metales Procesados Industriales SAS | COLOMBIA | Nonconformant |
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | Nonconformant |
Gold | CHALCO Yunnan Copper Co. Ltd. | CHINA | Nonconformant |
Gold | Dongwu Gold Group | CHINA | Conformant |
Gold | Alexy Metals | UNITED STATES OF AMERICA | Nonconformant |
Gold | Augmont Enterprises Private Limited | INDIA | Conformant |
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | Conformant |
Gold | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | Conformant |
Gold | Sancus ZFS (L’Orfebre, SA) | COLOMBIA | Conformant |
Gold | WEEEREFINING | FRANCE | Conformant |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | Conformant |
Tantalum | H.C. Starck Ltd. | JAPAN | Conformant |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Conformant |
Tantalum | F & X | CHINA | Conformant |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | Conformant |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Conformant |
Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | CHINA | Conformant |
Tantalum | Metallurgical Products India Pvt. Ltd. (MPIL) | INDIA | Conformant |
Tantalum | Mineracao Taboca S.A. | BRAZIL | Conformant |
Tantalum | Molycorp Silmet A.S. | ESTONIA | Conformant |
Tantalum | Ningxia Non-Ferrous Metal Smeltery | CHINA | Conformant |
Tantalum | RFH | CHINA | Conformant |
Tantalum | Telex Metals | UNITED STATES OF AMERICA | Conformant |
Tantalum | ULBA | KAZAKHSTAN | Conformant |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Conformant |
Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | Conformant |
Tantalum | FIR Metals & Resource Ltd. | CHINA | Conformant |
Tantalum | KEMET Blue Metals | MEXICO | Conformant |
Tantalum | H.C. Starck Co., Ltd. | THAILAND | Conformant |
| | | | | | | | | | | | | | |
Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY | Conformant |
Tantalum | QSIL Metals Hermsdorf GmbH | GERMANY | Conformant |
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | Conformant |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | Conformant |
Tantalum | Global Advanced Metals Aizu | JAPAN | Conformant |
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | Conformant |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Conformant |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Conformant |
Tantalum | AMG Brasil | BRAZIL | Conformant |
Tantalum | Mitsui Mining & Smelting | JAPAN | Nonconformant |
Tantalum | QuantumClean | UNITED STATES OF AMERICA | Conformant |
Tantalum | Resind Ind e Com Ltda. | BRAZIL | Conformant |
Tantalum | Taki Chemical Co., Ltd. | JAPAN | Conformant |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Conformant |
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | Conformant |
Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | Conformant |
Tantalum | Solikamsk | RUSSIAN FEDERATION | Conformant |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | Conformant |
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | Conformant |
Tantalum | Asaka Riken Co., Ltd. | JAPAN | Conformant |
Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA | Conformant |
Tantalum | Power Resources Ltd. | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF | Conformant |
Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA | Conformant |
Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | Conformant |
Tin | Jiangxi Nanshan | CHINA | Conformant |
Tin | Chengfeng Metals Co Pte Ltd | CHINA | Conformant |
Tin | China Yunnan Tin Co Ltd. | CHINA | Nonconformant |
Tin | China Tin (Hechi) | CHINA | Conformant |
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | Conformant |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Conformant |
Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | Conformant |
Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | Conformant |
Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | Conformant |
| | | | | | | | | | | | | | |
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Conformant |
Tin | Thai Solder Industry Corp., Ltd. | THAILAND | Conformant |
Tin | Kundur Smelter | INDONESIA | Conformant |
Tin | INDONESIAN STATE TIN CORPORATION MENTOK SMELTER | INDONESIA | Conformant |
Tin | Hulterworth Smelter | MALAYSIA | Conformant |
Tin | PT Sariwiguna Binasentosa | INDONESIA | Conformant |
Tin | PT Tinindo Inter Nusa | INDONESIA | Conformant |
Tin | PT Rajawali Rimba Perkasa | INDONESIA | Conformant |
Tin | PT Prima Timah Utama | INDONESIA | Conformant |
Tin | Aurubis Beerse | BELGIUM | Conformant |
Tin | Mineracao Taboca S.A. | BRAZIL | Conformant |
Tin | Funsur Smelter | PERU | Conformant |
Tin | OMSA | BOLIVIA (PLURINATIONAL STATE OF) | Conformant |
Tin | Ikuno Tin Smelter | JAPAN | Conformant |
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | Conformant |
Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | Conformant |
Tin | PT Bangka Serumpun | INDONESIA | Conformant |
Tin | Brand RBT | INDONESIA | Conformant |
Tin | PT Artha Cipta Langgeng | INDONESIA | Conformant |
Tin | PT Menara Cipta Mulia | INDONESIA | Conformant |
Tin | Dowa | JAPAN | Conformant |
Tin | Chenzhou Yun Xiang mining limited liability company | CHINA | Conformant |
Tin | Alent plc | UNITED STATES OF AMERICA | Conformant |
Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | Conformant |
Tin | PT Mitra Stania Prima | INDONESIA | Conformant |
Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | Conformant |
Tin | Fenix Metals | POLAND | Conformant |
Tin | PT Babel Inti Perkasa | INDONESIA | Conformant |
Tin | PT Babel Surya Alam Lestari | INDONESIA | Nonconformant |
Tin | Brand IMLI | INDONESIA | Conformant |
Tin | PT Stanindo Inti Perkasa | INDONESIA | Conformant |
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Conformant |
Tin | PT Cipta Persada Mulia | INDONESIA | Conformant |
Tin | Luna Smelter, Ltd. | RWANDA 1 | Conformant |
Tin | CV Nurjanah | INDONESIA | Nonconformant |
Tin | CV Venus Inti Perkasa | INDONESIA | Conformant |
| | | | | | | | | | | | | | |
Tin | Aurubis Berango | SPAIN | Conformant |
Tin | Estanho de Rondonia S.A. | BRAZIL | Conformant |
Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA | Nonconformant |
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | Nonconformant |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Conformant |
Tin | PT Timah Nusantara | INDONESIA | Conformant |
Tin | PT Sukses Inti Makmur | INDONESIA | Nonconformant |
Tin | Resind Ind e Com Ltda. | BRAZIL | Conformant |
Tin | PT Mitra Sukses Globalindo | INDONESIA | Nonconformant |
Tin | CRM Synergies | SPAIN | Nonconformant |
Tin | Fabrica Auricchio | BRAZIL | Nonconformant |
Tin | Gejiu Zi-Li | CHINA | Nonconformant |
Tin | CV Tiga Sekawan | INDONESIA | Conformant |
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Nonconformant |
Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA | Nonconformant |
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Nonconformant |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Conformant |
Tin | CV Ayi Jaya | INDONESIA | Nonconformant |
Tin | CV Gita Pesona | INDONESIA | Nonconformant |
Tin | CV Serumpun Sebalai | INDONESIA | Nonconformant |
Tin | CV United Smelting | INDONESIA | Conformant |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | Conformant |
Tin | Melt Metais e Ligas S.A. | BRAZIL | Conformant |
Tin | PT Bangka Prima Tin | INDONESIA | Conformant |
Tin | PT Bangka Tin Industry | INDONESIA | Conformant |
Tin | PT Belitung Industri Sejahtera | INDONESIA | Conformant |
Tin | PT DS Jaya Abadi | INDONESIA | Conformant |
Tin | PT Eunindo Usaha Mandiri | INDONESIA | Conformant |
Tin | PT Inti Stania Prima | INDONESIA | Conformant |
Tin | PT Panca Mega Persada | INDONESIA | Conformant |
Tin | PT Sumber Jaya Indah | INDONESIA | Conformant |
Tin | Soft Metais Ltda. | BRAZIL | Conformant |
Tin | Mining and processing tin-tungsten ore Giang Son - VQB Co., Ltd. | VIET NAM | Conformant |
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | Conformant |
Tin | PT Karimun Mining | INDONESIA | Conformant |
Tin | PT Tommy Utama | INDONESIA | Conformant |
Tin | PT Tirus Putra Mandiri | INDONESIA | Conformant |
Tin | CV Dua Sekawan | INDONESIA | Conformant |
Tin | PT Kijang Jaya Mandiri | INDONESIA | Conformant |
Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | Conformant |
| | | | | | | | | | | | | | |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | Conformant |
Tin | Modeltech Sdn Bhd | MALAYSIA | Conformant |
Tin | Gejiu Jinye Mineral Company | CHINA | Conformant |
Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | Conformant |
Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | Conformant |
Tin | PT Lautan Harmonis Sejahtera | INDONESIA | Conformant |
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | Conformant |
Tin | Super Ligas | BRAZIL | Conformant |
Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | Conformant |
Tungsten | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA | Conformant |
Tungsten | A.L.M.T. Corp. | JAPAN | Conformant |
Tungsten | ATI Metalworking Products | UNITED STATES OF AMERICA | Conformant |
Tungsten | Chaozhou Xianglu Tungsten Industry Co., Ltd. | CHINA | Conformant |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Conformant |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | Nonconformant |
Tungsten | Human Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd. | CHINA | Nonconformant |
Tungsten | Japan New Metals Co., Ltd. | JAPAN | Nonconformant |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Nonconformant |
Tungsten | WBH | AUSTRIA | Conformant |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Nonconformant |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Nonconformant |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Conformant |
Tungsten | Xiamen H.C. | CHINA | Conformant |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Nonconformant |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Nonconformant |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Nonconformant |
Tungsten | H.C. Starck Tungsten GmbH | GERMANY | Conformant |
Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY | Conformant |
Tungsten | Masan High-Tech Materials | VIET NAM | Conformant |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Conformant |
Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | Conformant |
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | Conformant |
Tungsten | China Molybdenum Co., Ltd. | CHINA | Conformant |
Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | Conformant |
| | | | | | | | | | | | | | |
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | Conformant |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Conformant |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Conformant |
Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | Conformant |
Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Conformant |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Conformant |
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | Conformant |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | Conformant |
Tungsten | Cronimet Brasil Ltda | BRAZIL | Conformant |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Conformant |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | Conformant |
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | Conformant |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | Conformant |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Conformant |
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | Conformant |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | Conformant |
Tungsten | ACL Metais Eireli | BRAZIL | Conformant |
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | Conformant |
Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | Conformant |
Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | Conformant |
Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | Conformant |
Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | Conformant |
Tungsten | GEM Co., Ltd. | CHINA | Conformant |
Tungsten | Fujian Xinlu Tungsten | CHINA | Conformant |
Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | Conformant |
Tungsten | OOO “Technolom” 1 | RUSSIAN FEDERATION | Conformant |
Tungsten | OOO “Technolom” 2 | RUSSIAN FEDERATION | Conformant |
1 We only identified one smelter or refiner located in a Covered Country, and it has been certified as RMAP conformant.
Schedule 2
Countries of Origin
| | | | | |
Angola1 | Portugal |
Australia | Republic of Korea |
Belgium | Russia |
Bolivia | Rwanda1 |
Brazil | Sierra Leone |
Burkina Faso | Singapore |
Burundi1 | South Africa |
Canada | South Sudan1 |
Central African Republic1 | Spain |
Chile | Sweden |
China | Switzerland |
Democratic Republic of the Congo1 | Taiwan |
Ethiopia | Tanzania1 |
Germany | Thailand |
India | Uganda |
Indonesia | United States |
Italy | Uzbekistan |
Japan | Vietnam |
Kazakhstan | Zambia1 |
Kyrgyzstan | Zimbabwe |
Laos | |
Malaysia | |
Mexico | |
Morocco | |
Mozambique | |
Myanmar | |
Namibia | |
Nigeria | |
Peru | |
Philippines | |
1All the smelters or refiners that reported Covered Countries as a source of 3TG Minerals were also certified as RMAP conformant.
.