Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________________
FORM SD

Specialized Disclosure Report
___________________________________

SNAP ONE HOLDINGS CORP.
(Exact name of registrant as specified in its charter)
___________________________________
Delaware
(State or other jurisdiction of
incorporation or organization)
001-40683
(Commission File Number)
82-1952221
(I.R.S. Employer Identification Number)
1800 Continental Boulevard, Suite 200
Charlotte, NC 28273
(Address of principal executive offices and zip code)
JD Ellis
Chief Legal Officer
(801) 523-3100

(Name and telephone number, including area code, of the person to contact in connection with this report)
___________________________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.




Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

This Form SD of Snap One Holdings Corporation (the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934. A copy of the Company’s Conflict Minerals Report for the reporting period from January 1 to December 31, 2022 (the “Conflict Minerals Report”) is publicly available on our website at https://investors.snapone.com/financial-information/sec-filings.

Item 1.02 Exhibit

A copy of the Conflict Minerals Report is attached hereto as Exhibit 1.01 and incorporated herein by this reference.

Section 2 – Resource Extraction Issuer Disclosure

Item 2.01 Resource Extraction Issuer Disclosure and Report

Not applicable.

Section 3 – Exhibits

Item 3.01 Exhibits

EXHIBIT INDEX
Exhibit No.
Description
1.01





SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

Snap One Holdings Corp.
Date: May 25, 2023
(Registrant)
By:
/s/ JD Ellis
Name: JD Ellis
Title: Chief Legal Officer




Document

CONFLICT MINERALS REPORT OF SNAP ONE HOLDINGS CORPORATION
FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2022

Background

This Conflict Minerals Report of Snap One Holdings Corporation has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (17 CFR 240.13p-1) (the “Rule”) promulgated by the Securities and Exchange Commission (“SEC”). Unless the context indicates otherwise, the terms “Snap One,” “we,” “its,” “us” and “our” refer to Snap One Holdings Corporation and its consolidated subsidiaries.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. These specified minerals, which we collectively refer to in this Report as “3TG Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, namely tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo and adjoining countries, namely the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

Under the Rule, if 3TG Minerals are necessary to the functionality or production of products manufactured or contracted to be manufactured by a company, the company is required to conduct a good faith reasonable country of origin inquiry (“RCOI”) to determine whether any of the necessary 3TG Minerals in those products originated in the Covered Countries and whether any of the necessary 3TG Minerals may be from recycled or scrap sources. If, as a result of the RCOI, a company knows or has reason to believe that any of the necessary 3TG Minerals in its supply chain may have originated in the Covered Countries, and may not be from recycled or scrap sources, then the company must perform due diligence on the 3TG Minerals’ source and chain of custody.

Company Overview

    Snap One powers smart living by enabling professional integrators to deliver seamless experiences in connected homes and small businesses where people live, work and play. Snap One empowers its vast network of professional integrators to deliver entertainment, connectivity, automation, and security solutions to residential and commercial end users worldwide. We offer an end-to-end product ecosystem delivered through our online portal and local branch network and further bolstered by our value-added services and digital workflow solutions. We serve a network of professional do-it-for-me (“DIFM”) integrator customers. We distribute and provide these integrators with a leading, comprehensive, proprietary and third-party suite of connected, infrastructure, entertainment, and software solutions that deliver exceptional smart living experiences to the end consumer and are accompanied by our award-winning support. Our product and service offerings encompass all the elements required by integrators to build integrated smart living systems that are easy to install and simple to manage while creating a powerful and premium experience for the end consumer.

Description of the Products Covered by this Report

This Report relates to Snap One’s products:
(i)for which 3TG Minerals are necessary to the functionality or production of the products;
(ii)that were contracted to be manufactured by Snap One; and
(iii)for which the manufacture was completed during calendar year 2022.




These products are referred to in this Report collectively as the “Covered Products.”

Supply Chain Overview

Snap One does not directly manufacture its Covered Products, but instead relies on contract manufacturers to fabricate its Covered Products and their components. Thus, Snap One is completely removed from the sourcing and mining of 3TG Minerals. We do not purchase any 3TG Minerals directly from mines, smelters, or refiners. Snap One’s supply chain with respect to Covered Products is complex, and there are typically additional third parties in the supply chain between the manufacturer of the Covered Products and the original sources of the 3TG Minerals used to make the Covered Products’ component parts. Therefore, we must rely on our contract manufacturers and suppliers to provide information regarding the origin of 3TG Minerals in the Covered Products as discussed below.

Reasonable Country-of-Origin Inquiry and Due Diligence Performed

Snap One has conducted a good faith RCOI regarding the 3TG Minerals that was designed to determine whether any of 3TG Minerals in our Covered Products originated in Covered Countries and/or whether any 3TG Minerals may be from recycled or scrap sources. In order to conduct this RCOI, Snap One identified the suppliers providing products and components that may contain 3TG Minerals (the “Identified Suppliers”), and requested that each Identified Supplier complete and return the Conflict Minerals Reporting Template (“Template”) created by the Responsible Minerals Initiative (“RMI”), which provides a standardized method for companies to collect representations, statements and data from their suppliers related to the presence, use, source and chain of custody of the 3TG Minerals.

As a result of the RCOI, Snap One has reason to believe that a portion of the 3TG Minerals in its Covered Products may have originated in the “Covered Countries” and that these necessary 3TG Minerals may not be from recycled or scrap sources, Snap One therefore also performed due diligence on the source and chain of custody of the necessary 3TG Minerals. Snap One designed its due diligence process based on the due diligence framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, (the “OECD Framework”), taking into account Snap One’s distance in the supply chain from the direct procurement of 3TG Minerals. We describe our due diligence process in greater detail below.

Description of Due Diligence Measures

Snap One integrated OECD’s Five-Step Framework into its due diligence measures as described below.

1. Establish Strong Company Management Systems

Snap One has a Conflict Minerals policy that outlines its commitment to promote responsible sourcing practices and promote the use of conflict-free minerals in our supply chain (the “Conflict Minerals Policy”). This policy is available on our website at https://investors.snapone.com/financial-information/sec-filings. Snap One formed a cross-organizational committee (the “Committee”) to manage our compliance program with respect to our Covered Products. The Committee includes representatives from our finance, legal, and supply chain teams. The Committee met periodically over the course of 2022 and the first part of 2023 to review Snap One’s supply chain



with respect to our use of components containing 3TG Minerals in 2022. Members of Snap One’s executive team have oversight authority over the Committee.

The Committee is responsible for communicating with our suppliers in order to encourage reporting, including completing and returning the Template created by RMI and maintains also maintains an internal electronic database of business records relating to 3TG Minerals due diligence, including supplier responses, and spreadsheets containing aggregate data and analysis.

If any investor or supplier has any concern about Snap One’s Conflict Minerals Policy, they may contact Snap One via its confidential reporting hotline by filling out a form at SnapOne.com/Hotline or calling (855) 495-2760. Alternatively, they may reach out to Snap One’s board of directors in the manner described in Snap One’s Annual Proxy Statement.

2. Identify and Assess Risk in the Supply Chain
Snap One requested that each Identified Supplier use the Conflict Minerals Reporting Template to identify their respective smelters and refiners in the supply chain, and the country and mine of origin, of the 3TG Minerals used in our Covered Products. To help suppliers understand Snap One’s expectations, and to facilitate supplier responsiveness to Snap One’s inquiry, Snap One provided detailed instructions on completing the Template with specific references to the information required for our analysis.

A total of 187 out of our 253 suppliers were classified as Identified Suppliers and were contacted as part of the due diligence process. Out of 187 Identified Suppliers, Snap One received responses from 93 of the Identified Suppliers. In instances where an Identified Supplier failed to return a completed Template, we had follow-up discussions and/or sent repeat requests for a completed Template. Furthermore, in a number of instances Snap One received Templates containing incomplete information regarding the facilities used to process 3TG Minerals in supplier parts, and insufficient information regarding the mines or sources of origin of those 3TG Minerals. Some Identified Suppliers continued to respond generally on a company-wide basis when a more tailored response was requested.

Snap One aggregated the information received by Identified Suppliers but did not conduct its own supply chain audits. Rather, Snap One relied on the information provided by the Responsible Minerals Assurance Process (“RMAP”) developed by the RMI to help assess the due diligence conducted by the identified smelters and refiners and to evaluate their conformant status. The RMAP identifies smelters and refiners that source only conflict-free minerals, as established by an independent third-party audit complying with the RMAP’s assessment protocols. In particular, we compared the smelters and refiners used by our Identified Suppliers against the list of facilities that received a “conformant” designation through the RMAP.

3. Design and Implement a Strategy to Respond to Risks

Snap One encourages its Identified Suppliers to promote responsible sourcing practices for any 3TG Minerals used in our Covered Products, through its Conflict Minerals Policy, contractual provisions in our supplier agreements requiring that our suppliers comply with all applicable conflict mineral laws, and interaction with its Identified Suppliers. Snap One determines on a case-by-case basis the appropriate risk mitigation strategy for any supply chain risks identified in the course of its due diligence. Potential outcomes typically include continuing to work with the supplier while identified risks are addressed, but could also include looking for alternative sources and restricting or terminating our relationship with the supplier. As we assess these relationships, we also take additional



factors into consideration including supplier size and capabilities, whether alternatives are reasonable and economically available, transition costs and Snap One’s dependence on the Identified Supplier.

4.   Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

Snap One does not have any direct relationships with any smelters or refiners in its supply chain, and it did not perform or direct audits of any entity within its supply chain. As an alternative, the Company has relied on publicly available information, including principally information provided by the RMAP, the independent third-party audit program discussed above.

5.   Report on Supply Chain Due Diligence
 
As required under the Rule, Snap One has timely filed our Form SD with the SEC for the 2022 Reporting Period, which contains this Report as an exhibit, and we have posted this Report on our website at https://investors.snapone.com/financial-information/sec-filings.

Due Diligence Outcome

Based on the information gathered in connection with our due diligence efforts, given that not all smelters identified by our Identified Suppliers were certified as “conformant” by the RMAP and that a number of Identified Supplier responses regarding the sources of raw materials for the Covered Products were determined to be uncertain, or incomplete, Snap One cannot conclude that all 3TG Minerals in Covered Products are “DRC conflict free” pursuant to the Rule.

The statements above are based on the RCOI process and due diligence performed in good faith by Snap One as described above, but as noted, Snap One is a downstream entity, and does not purchase 3TG Minerals directly from mines, smelters or refiners. Tracing these minerals to their sources is a challenge that requires Snap One to rely on its Identified Suppliers in its efforts to achieve supply chain transparency. A number of factors could impact the completeness and accuracy the information provided in this Report. These factors include, but are not limited to incomplete product content information, gaps in Identified Suppliers’ data, gaps in smelter data, errors or omissions by Identified Suppliers in their reporting, failure to accurately identify all Identified Suppliers and the appropriate persons to contact at each Identified Supplier, errors or omissions by smelters, gaps in supplier education and knowledge, lack of timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter unfamiliarity with the protocol, oversights or errors in conflict-free smelter audits, Covered Countries sourced materials being declared secondary materials, and smuggling of the 3TG Minerals to countries beyond the Covered Countries.

Identified Smelters and Refiners

While 77 of Snap One’s Identified Suppliers provided information for the products they supply to Snap One, 16 of the Identified Suppliers provided this information on a company-wide basis. When the Identified Suppliers provided product-level information, Snap One listed the smelters or refiners identified in Schedule 1 of this Report. When the Identified Suppliers provided only company-level information, Snap One determined it did not have sufficient information to reasonably identify the particular smelter or refiner that processed the 3TG Minerals component contained in the Covered Products, and thus did not include those smelters or refiners in Schedule 1. In addition, the smelters and refiners listed on Schedule 1 include only those reported entities that were



listed on the RMI Standard Smelter List tab of the Template with a current smelter identification number, which Snap One used to determine bona fide smelters and refiners.

Of the 77 Identified Suppliers, 35 indicated that they do not use any 3TG minerals (tin, tungsten, tantalum and gold), so the smelter data reported below comes from the 42 Identified Suppliers that indicated they do use 3TG minerals in their component products. Based solely on information provided by these Identified Suppliers and the RMAP, of the 280 smelters and refiners listed on Schedule 1, there are 227 that have been certified as “conformant” by the RMAP. Furthermore, 8 additional smelters and refiners are in the process of becoming certified as “conformant” by the RMAP.

Identified Countries of Origin of Necessary 3TG Minerals

Schedule 2 of this Report lists the countries of origin of the necessary 3TG Minerals provided to us in the Templates of Identified Suppliers which reported product-level information.


Future Due Diligence and Risk Mitigation

Snap One expects to take the following steps, among others, to continue to improve its due diligence and further mitigate the risk that the necessary 3TG Minerals in Snap One’s products could benefit armed groups in the Covered Countries, including:

1. Snap One intends to continue to work with Identified Suppliers that provided incomplete or insufficient information, or were unresponsive to the information request, in an effort to obtain complete and accurate information.

2. Snap One intends to reiterate its request that all Identified Suppliers complete the Template by providing product- or component-specific information and provide responses that identify materials down to the smelter and countries of origin of the 3TG Minerals.

3. Snap One intends to continue to provide education for employees who are involved with material, component and supplier selection.

Cautionary Note on Forward-looking Statements

This Report includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact contained in this Report are forward-looking statements. In some cases, forward-looking statements may be identified by words such as “believe,” “may," “will,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “expect,” “objective,” “plan,” “potential,” “seek,” “grow,” “target,” “if,” and similar expressions intended to identify forward-looking statements. Examples of forward-looking statements include, but are not limited to, statements concerning additional steps that we intend to take to mitigate risk. In some cases, forward-looking statements may be identified by words such as “believe,” “may,” “will,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “expect,” “objective,” “plan,” “potential,” “seek,” “grow,” “target,” “if,” and similar expressions intended to identify forward-looking statements. Examples of forward-looking statements include, without limitation, statements concerning additional steps we intend to take to improve our due



diligence processes and to engage more productively with our suppliers to mitigate the risk that our necessary 3TG Minerals may benefit armed groups in the Covered Countries.

These forward-looking statements are made as of the date they were first issued, and were based on the then-current expectations, estimates, forecasts, and projections, and the beliefs and assumptions of Snap One’s management. Forward-looking statements are subject to a number of risks and uncertainties, many of which involve factors or circumstances beyond Snap One’s control. Snap One’s actual actions or results could differ materially from those stated or implied in forward-looking statements due to a number of factors, including but not limited to, risks detailed in Snap One’s most recent Annual Report on Form 10-K and subsequent reports filed with the SEC, as well as other documents that may be filed by the company from time to time with the SEC. The forward-looking statements included in this Report represent Snap One’s views as of the date this Report was filed with the SEC. Snap One anticipates that subsequent events and developments may cause its views to change. Snap One has no intention and undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise. These forward-looking statements should not be relied upon as representing Snap One’s views as of any date subsequent to the date of filing of this Report.




Schedule 1

Smelter and Refiner Information
MetalStandard Smelter NameSmelter Facility Location: CountryRMAP Conformant
GoldShonan Plant Tanaka KikinzokuJAPANConformant
GoldHeraeus Ltd. Hong KongCHINAConformant
GoldMKS PAMP SASWITZERLANDConformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPOREConformant
GoldMetalor SwitzerlandSWITZERLANDConformant
GoldMetalor Technologies (Hong Kong) Ltd.CHINAConformant
GoldArgor-Heraeus S.A.SWITZERLANDConformant
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OFConformant
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINAConformant
GoldChina Henan Zhongyuan Gold SmelterCHINAConformant
GoldMetalor Technologies (Suzhou) Ltd.CHINAConformant
GoldAmagasaki Factory, Hyogo Prefecture, JapanJAPANConformant
GoldNihon Material Co., Ltd.JAPANConformant
GoldMEM(Sumitomo Group)JAPANConformant
GoldMitsubishi Materials CorporationJAPANConformant
GoldMatsuda Sangyo Co., Ltd.JAPANConformant
GoldAida Chemical Industries Co., Ltd.JAPANConformant
GoldIshifuku Metal Industry Co., Ltd.JAPANConformant
GoldJX Nippon Mining & Metals Co., Ltd.JAPANConformant
GoldKojima Chemicals Co., Ltd.JAPANConformant
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICAConformant
GoldMetal?rgica Met-Mex Pe?oles, S.A. de C.VMEXICOConformant
GoldMitsui Kinzoku Co., Ltd.JAPANConformant
GoldRoyal Canadian MintCANADAConformant
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINAConformant
GoldChina's Shandong Gold Mining Co., LtdCHINAConformant
GoldTokuriki Honten Co., Ltd.JAPANConformant
GoldMetallurgie Hoboken OverpeltBELGIUMConformant
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICAConformant
GoldAGR (Perth Mint Australia)AUSTRALIAConformant
GoldFujian Zijin mining stock company gold smelterCHINAConformant
GoldWIELAND Edelmetalle GmbHGERMANYConformant
GoldAsahi Refining Canada Ltd.CANADAConformant



GoldAdvanced Chemical CompanyUNITED STATES OF AMERICAConformant
GoldAl Etihad Gold LLCUNITED ARAB EMIRATESConformant
GoldAgosi AGGERMANYConformant
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTANConformant
GoldAngloGold Ashanti BrazilBRAZILConformant
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICAConformant
GoldAsaka Riken Co., Ltd.JAPANConformant
GoldAurubis AGGERMANYConformant
GoldBALORE REFINERSGAINDIAConformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINESConformant
GoldBoliden ABSWEDENConformant
GoldC. Hafner GmbH + Co. KGGERMANYConformant
GoldCCRCANADAConformant
GoldChimet S.p.A.ITALYConformant
GoldChugai MiningJAPANConformant
GoldDo Sung CorporationKOREA, REPUBLIC OFConformant
GoldAKITA SeirenJAPANConformant
GoldEco-System Recycling Co., Ltd. East PlantJAPANConformant
GoldEco-System Recycling Co., Ltd. North PlantJAPANConformant
GoldEco-System Recycling Co., Ltd. West PlantJAPANConformant
GoldEmirates Gold DMCCUNITED ARAB EMIRATESConformant
GoldGeib Refining CorporationUNITED STATES OF AMERICAConformant
GoldHeeSung Metal Ltd.KOREA, REPUBLIC OFConformant
GoldHeimerle + Meule GmbHGERMANYConformant
GoldHeraeus Germany GmbH Co. KGGERMANYConformant
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINAConformant
GoldIstanbul Gold RefineryTURKEYConformant
GoldItalpreziosiITALYConformant
GoldJapan MintJAPANConformant
GoldJCCCHINAConformant
GoldKazzincKAZAKHSTANConformant
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICAConformant
GoldKGHM Polska Miedz S.A.POLANDConformant
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OFConformant
GoldL'Orfebre S.A.ANDORRAConformant
GoldMaterionUNITED STATES OF AMERICAConformant
GoldMMTC-PAMP India Pvt., Ltd.INDIAConformant



GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEYConformant
GoldNavoi Mining and Metallurgical CombinatUZBEKISTANConformant
GoldNH Recytech CompanyKOREA, REPUBLIC OFConformant
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIAConformant
GoldOhura Precious Metal Industry Co., Ltd.JAPANConformant
GoldPlanta Recuperadora de Metales SpACHILEConformant
GoldPT Aneka Tambang (Persero) TbkINDONESIAConformant
GoldPX Precinox S.A.SWITZERLANDConformant
GoldRand Refinery (Pty) Ltd.SOUTH AFRICAConformant
GoldRemondis Argentia B.V.NETHERLANDSConformant
GoldSAAMPFRANCEConformant
GoldSAFINA A.S.CZECHIAConformant
GoldSEMPSA Joyeria Plateria S.A.SPAINConformant
GoldSichuan Tianze Precious Metals Co., Ltd.CHINAConformant
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OFConformant
GoldT.C.A S.p.AITALYConformant
GoldTOO Tau-Ken-AltynKAZAKHSTANConformant
GoldTorecomKOREA, REPUBLIC OFConformant
GoldUmicore Precious Metals ThailandTHAILANDNonconformant
GoldValcambi S.A.SWITZERLANDConformant
GoldYamakin Co., Ltd.JAPANConformant
GoldYokohama Metal Co., Ltd.JAPANConformant
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICAConformant
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINANonconformant
GoldSamdok MetalKOREA, REPUBLIC OFNonconformant
GoldRepublic Metals CorporationUNITED STATES OF AMERICANonconformant
GoldShyolkovskyRUSSIAN FEDERATIONNonconformant
GoldUmicore Brasil Ltda.BRAZILNonconformant
GoldCendres + M?taux SASWITZERLANDNonconformant
GoldDaejin Indus Co., Ltd.KOREA, REPUBLIC OFNonconformant
GoldDODUCO Contacts and Refining GmbHGERMANYNonconformant
GoldFSE Novosibirsk RefineryRUSSIAN FEDERATIONNonconformant
GoldJSC UralelectromedRUSSIAN FEDERATIONNonconformant
GoldKyrgyzaltyn JSCKYRGYZSTANNonconformant
GoldFederal State Unitary Enterprise Moscow Special Processing Plant (FSUE MZSS)RUSSIAN FEDERATIONNonconformant
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATIONConformant
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATIONNonconformant
GoldShandong Tarzan Bio-Gold Industry Co., Ltd.CHINANonconformant



GoldMarsam MetalsBRAZILNonconformant
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICANonconformant
Gold8853 S.p.A.ITALYNonconformant
GoldSAXONIA Edelmetalle GmbHGERMANYNonconformant
GoldAU Traders and RefinersSOUTH AFRICANonconformant
GoldSafimet S.p.AITALYNonconformant
GoldGuangdong Gaoyao CoCHINANonconformant
GoldGreat Wall Precious Metals Co,. LTD.CHINANonconformant
GoldC.I Metales Procesados Industriales SASCOLOMBIANonconformant
GoldHunan Chenzhou Mining Co., Ltd.CHINANonconformant
GoldCHALCO Yunnan Copper Co. Ltd.CHINANonconformant
GoldDongwu Gold GroupCHINAConformant
GoldAlexy MetalsUNITED STATES OF AMERICANonconformant
GoldAugmont Enterprises Private LimitedINDIAConformant
GoldDaye Non-Ferrous Metals Mining Ltd.CHINAConformant
GoldGGC Gujrat Gold Centre Pvt. Ltd.INDIAConformant
GoldSancus ZFS (L’Orfebre, SA)COLOMBIAConformant
GoldWEEEREFININGFRANCEConformant
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICAConformant
TantalumH.C. Starck Ltd.JAPANConformant
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINAConformant
TantalumF & XCHINAConformant
TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINAConformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINAConformant
TantalumJiujiang Nonferrous Metals Smelting Company LimitedCHINAConformant
TantalumMetallurgical Products India Pvt. Ltd. (MPIL)INDIAConformant
TantalumMineracao Taboca S.A.BRAZILConformant
TantalumMolycorp Silmet A.S.ESTONIAConformant
TantalumNingxia Non-Ferrous Metal SmelteryCHINAConformant
TantalumRFHCHINAConformant
TantalumTelex MetalsUNITED STATES OF AMERICAConformant
TantalumULBAKAZAKHSTANConformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINAConformant
TantalumD Block Metals, LLCUNITED STATES OF AMERICAConformant
TantalumFIR Metals & Resource Ltd.CHINAConformant
TantalumKEMET Blue MetalsMEXICOConformant
TantalumH.C. Starck Co., Ltd.THAILANDConformant



TantalumH.C. Starck Tantalum and Niobium GmbHGERMANYConformant
TantalumQSIL Metals Hermsdorf GmbHGERMANYConformant
TantalumH.C. Starck Inc.UNITED STATES OF AMERICAConformant
TantalumH.C. Starck Smelting GmbH & Co. KGGERMANYConformant
TantalumGlobal Advanced Metals AizuJAPANConformant
TantalumJiangxi Tuohong New Raw MaterialCHINAConformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumAMG BrasilBRAZILConformant
TantalumMitsui Mining & SmeltingJAPANNonconformant
TantalumQuantumCleanUNITED STATES OF AMERICAConformant
TantalumResind Ind e Com Ltda.BRAZILConformant
TantalumTaki Chemical Co., Ltd.JAPANConformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINAConformant
TantalumConghua Tantalum and Niobium SmeltryCHINAConformant
TantalumExotech Inc.UNITED STATES OF AMERICAConformant
TantalumSolikamskRUSSIAN FEDERATIONConformant
TantalumYichun Jin Yang Rare Metal Co., Ltd.CHINAConformant
TantalumZhuzhou Cemented Carbide Group Co., Ltd.CHINAConformant
TantalumAsaka Riken Co., Ltd.JAPANConformant
TantalumKEMET Blue PowderUNITED STATES OF AMERICAConformant
TantalumPower Resources Ltd.MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OFConformant
TantalumJiujiang Janny New Material Co., Ltd.CHINAConformant
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CHINAConformant
TinJiangxi NanshanCHINAConformant
TinChengfeng Metals Co Pte LtdCHINAConformant
TinChina Yunnan Tin Co Ltd.CHINANonconformant
TinChina Tin (Hechi)CHINAConformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINAConformant
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINAConformant
TinTin Technology & RefiningUNITED STATES OF AMERICAConformant
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZILConformant
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAMConformant



TinO.M. Manufacturing Philippines, Inc.PHILIPPINESConformant
TinThai Solder Industry Corp., Ltd.THAILANDConformant
TinKundur SmelterINDONESIAConformant
TinINDONESIAN STATE TIN CORPORATION MENTOK SMELTERINDONESIAConformant
TinHulterworth SmelterMALAYSIAConformant
TinPT Sariwiguna BinasentosaINDONESIAConformant
TinPT Tinindo Inter NusaINDONESIAConformant
TinPT Rajawali Rimba PerkasaINDONESIAConformant
TinPT Prima Timah UtamaINDONESIAConformant
TinAurubis BeerseBELGIUMConformant
TinMineracao Taboca S.A.BRAZILConformant
TinFunsur SmelterPERUConformant
TinOMSABOLIVIA (PLURINATIONAL STATE OF)Conformant
TinIkuno Tin SmelterJAPANConformant
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINAConformant
TinRui Da HungTAIWAN, PROVINCE OF CHINAConformant
TinPT Bangka SerumpunINDONESIAConformant
TinBrand RBTINDONESIAConformant
TinPT Artha Cipta LanggengINDONESIAConformant
TinPT Menara Cipta MuliaINDONESIAConformant
TinDowaJAPANConformant
TinChenzhou Yun Xiang mining limited liability companyCHINAConformant
TinAlent plcUNITED STATES OF AMERICAConformant
TinMetallic Resources, Inc.UNITED STATES OF AMERICAConformant
TinPT Mitra Stania PrimaINDONESIAConformant
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)Conformant
TinFenix MetalsPOLANDConformant
TinPT Babel Inti PerkasaINDONESIAConformant
TinPT Babel Surya Alam LestariINDONESIANonconformant
TinBrand IMLIINDONESIAConformant
TinPT Stanindo Inti PerkasaINDONESIAConformant
TinPT ATD Makmur Mandiri JayaINDONESIAConformant
TinPT Cipta Persada MuliaINDONESIAConformant
TinLuna Smelter, Ltd.
RWANDA 1
Conformant
TinCV NurjanahINDONESIANonconformant
TinCV Venus Inti PerkasaINDONESIAConformant



TinAurubis BerangoSPAINConformant
TinEstanho de Rondonia S.A.BRAZILConformant
TinMa'anshan Weitai Tin Co., Ltd.CHINANonconformant
TinMagnu's Minerais Metais e Ligas Ltda.BRAZILNonconformant
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILANDConformant
TinPT Timah NusantaraINDONESIAConformant
TinPT Sukses Inti MakmurINDONESIANonconformant
TinResind Ind e Com Ltda.BRAZILConformant
TinPT Mitra Sukses GlobalindoINDONESIANonconformant
TinCRM SynergiesSPAINNonconformant
TinFabrica AuricchioBRAZILNonconformant
TinGejiu Zi-LiCHINANonconformant
TinCV Tiga SekawanINDONESIAConformant
TinHuiChang Hill Tin Industry Co., Ltd.CHINANonconformant
TinPT Putera Sarana Shakti (PT PSS)INDONESIANonconformant
TinGejiu Kai Meng Industry and Trade LLCCHINANonconformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINAConformant
TinCV Ayi JayaINDONESIANonconformant
TinCV Gita PesonaINDONESIANonconformant
TinCV Serumpun SebalaiINDONESIANonconformant
TinCV United SmeltingINDONESIAConformant
TinJiangxi Ketai Advanced Material Co., Ltd.CHINAConformant
TinMelt Metais e Ligas S.A.BRAZILConformant
TinPT Bangka Prima TinINDONESIAConformant
TinPT Bangka Tin IndustryINDONESIAConformant
TinPT Belitung Industri SejahteraINDONESIAConformant
TinPT DS Jaya AbadiINDONESIAConformant
TinPT Eunindo Usaha MandiriINDONESIAConformant
TinPT Inti Stania PrimaINDONESIAConformant
TinPT Panca Mega PersadaINDONESIAConformant
TinPT Sumber Jaya IndahINDONESIAConformant
TinSoft Metais Ltda.BRAZILConformant
TinMining and processing tin-tungsten ore Giang Son - VQB Co., Ltd.VIET NAMConformant
TinHuichang Jinshunda Tin Co., Ltd.CHINAConformant
TinPT Karimun MiningINDONESIAConformant
TinPT Tommy UtamaINDONESIAConformant
TinPT Tirus Putra MandiriINDONESIAConformant
TinCV Dua SekawanINDONESIAConformant
TinPT Kijang Jaya MandiriINDONESIAConformant
TinGejiu Fengming Metallurgy Chemical PlantCHINAConformant



TinGuanyang Guida Nonferrous Metal Smelting PlantCHINAConformant
TinModeltech Sdn BhdMALAYSIAConformant
TinGejiu Jinye Mineral CompanyCHINAConformant
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINAConformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZILConformant
TinPT Lautan Harmonis SejahteraINDONESIAConformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINAConformant
TinSuper LigasBRAZILConformant
TinNovosibirsk Processing Plant Ltd.RUSSIAN FEDERATIONConformant
TungstenGlobal Tungsten & Powders LLCUNITED STATES OF AMERICAConformant
TungstenA.L.M.T. Corp.JAPANConformant
TungstenATI Metalworking ProductsUNITED STATES OF AMERICAConformant
TungstenChaozhou Xianglu Tungsten Industry Co., Ltd.CHINAConformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINAConformant
TungstenHunan Chenzhou Mining Co., Ltd.CHINANonconformant
TungstenHuman Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd.CHINANonconformant
TungstenJapan New Metals Co., Ltd.JAPANNonconformant
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINANonconformant
TungstenWBHAUSTRIAConformant
TungstenXiamen Tungsten Co., Ltd.CHINANonconformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINANonconformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINAConformant
TungstenXiamen H.C.CHINAConformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINANonconformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINANonconformant
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINANonconformant
TungstenH.C. Starck Tungsten GmbHGERMANYConformant
TungstenH.C. Starck Smelting GmbH & Co. KGGERMANYConformant
TungstenMasan High-Tech MaterialsVIET NAMConformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINAConformant
TungstenNiagara Refining LLCUNITED STATES OF AMERICAConformant
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAMConformant
TungstenChina Molybdenum Co., Ltd.CHINAConformant
TungstenFujian Ganmin RareMetal Co., Ltd.CHINAConformant



TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINAConformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINAConformant
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINAConformant
TungstenKennametal FallonUNITED STATES OF AMERICAConformant
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINAConformant
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINAConformant
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINESConformant
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINAConformant
TungstenCronimet Brasil LtdaBRAZILConformant
TungstenFujian Jinxin Tungsten Co., Ltd.CHINAConformant
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINAConformant
TungstenHydrometallurg, JSCRUSSIAN FEDERATIONConformant
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIET NAMConformant
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINAConformant
TungstenUnecha Refractory metals plantRUSSIAN FEDERATIONConformant
TungstenSouth-East Nonferrous Metal Company Limited of Hengyang CityCHINAConformant
TungstenACL Metais EireliBRAZILConformant
TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OFConformant
TungstenMoliren Ltd.RUSSIAN FEDERATIONConformant
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OFConformant
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATIONConformant
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZILConformant
TungstenGEM Co., Ltd.CHINAConformant
TungstenFujian Xinlu TungstenCHINAConformant
TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATIONConformant
TungstenOOO “Technolom” 1RUSSIAN FEDERATIONConformant
TungstenOOO “Technolom” 2RUSSIAN FEDERATIONConformant

1 We only identified one smelter or refiner located in a Covered Country, and it has been certified as RMAP conformant.














Schedule 2

Countries of Origin

Angola1
Portugal
AustraliaRepublic of Korea
BelgiumRussia
Bolivia
Rwanda1
BrazilSierra Leone
Burkina FasoSingapore
Burundi1
South Africa
Canada
South Sudan1
Central African Republic1
Spain
ChileSweden
ChinaSwitzerland
Democratic Republic of the Congo1
Taiwan
Ethiopia
Tanzania1
GermanyThailand
IndiaUganda
IndonesiaUnited States
ItalyUzbekistan
JapanVietnam
Kazakhstan
Zambia1
KyrgyzstanZimbabwe
Laos
Malaysia
Mexico
Morocco
Mozambique
Myanmar
Namibia
Nigeria
Peru
Philippines




1All the smelters or refiners that reported Covered Countries as a source of 3TG Minerals were also certified as RMAP conformant.
.